Jake William Francis Bernardi

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 57 North Financial Planning Ltd

    FRN 1007217

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2024)
    • [FCA CF] Client dealing (since 28 Jun 2024)
    • SMF3 Executive Director (since 28 Jun 2024)
  • Perceptive Planning Limited (no longer approved here)

    FRN 534666

    • CF30 Customer (14 Nov 2023 to 28 Jun 2024)
    • CF1 Director (AR) (14 Nov 2023 to 28 Jun 2024)
  • 57 North Financial Planning Ltd (no longer approved here)

    FRN 992070

    • Employed By (14 Nov 2023 to 28 Jun 2024)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2023)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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