57 North Financial Planning Ltd

Date authorised
28 June 2024
Companies House
14383254
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    57 North Financial Planning Limited
    The Green House
    Beechwood Business Park
    Inverness
    Highland
    IV2 3BL
    UNITED KINGDOM
    Phone
    +4401463211311
    Web
    https://57northfp.com

  • Complaints Contact

    57 North Financial Planning Limited
    The Green House
    Beechwood Business Park
    Inverness
    Highland
    IV2 3BL
    UNITED KINGDOM
    Phone
    +4401463211311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christie Murdo Dunn

    IRN CMD01119

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
  • Daniel George Murdoch

    IRN DGM01164

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 28 Jun 2024)
    • [FCA CF] Client dealing (since 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2024)
  • Jake William Francis Bernardi

    IRN JXB08214

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 28 Jun 2024)
    • [FCA CF] Client dealing (since 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2024)
  • Jill Catherine Bernardi

    IRN JXP00814

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2024)
    • Responsible for Insurance Distribution (since 28 Jun 2024)
    • SMF16 Compliance Oversight (since 28 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jun 2024)
    • SMF3 Executive Director (since 28 Jun 2024)
  • Phil Billingham

    IRN PLB00002

    • SMF9 Chair of the Governing Body (28 Jun 2024 to 31 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.