Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rosemary Harris

  IRN RXH00169

  • CF1 Director (10 Oct 2006 to 2 Feb 2007)
  • CF17 Significant Mgt (Other Business Operations) (10 Oct 2006 to 2 Feb 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (27 Sep 2005 to 2 Feb 2007)
  • CF18 Significant Mgt (Insurance Underwriting) (27 Sep 2005 to 2 Feb 2007)
  • CF20 Significant Mgt (Settlements) (27 Sep 2005 to 2 Feb 2007)
  • CF10 Compliance Oversight (8 Jan 2004 to 27 Sep 2005)
  • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 10 Oct 2006)
  • CF14 Risk Assessment (8 Jan 2004 to 27 Sep 2005)
• Russell Martin

  IRN RXM01454

  • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 13 Oct 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Jan 2004)
• Sam Morgan Jennings

  IRN SMJ01099

  • CF30 Customer (7 May 2013 to 9 Sep 2013)
• Samantha Jane White

  IRN SJW01272

  • CF30 Customer (17 Jan 2012 to 9 Sep 2013)
• Samuel Aaron Bailey

  IRN SAB01273

  • CF1 Director (AR) (3 May 2007 to 1 Feb 2008)
• Satish Patidar

  IRN SXP00163

  • CF30 Customer (7 May 2013 to 9 Sep 2013)
• Scott Roland William Syme

  IRN SRS00022

  • CF30 Customer (30 Oct 2012 to 9 Sep 2013)
• Shali Vasudeva

  IRN SXV01314

  • CF1 Director (5 Sep 2014 to 30 Jan 2017)
• Sian Helen Kent

  IRN SHL00008

  • CF30 Customer (28 Nov 2011 to 9 Sep 2013)
• Simon Alexander Sharp

  IRN SAS01215

  • CF30 Customer (8 Jan 2013 to 9 Sep 2013)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.