Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2026)
    • CF1 Director (AR) (since 12 Feb 2026)
    • CF30 Customer (since 12 Feb 2026)
    • (1)Employed By (since 12 Feb 2026)
  • White House Capital Management Ltd (no longer approved here)

    FRN 219194

    • Employed By (27 Jun 2024 to 8 Dec 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2025)
    • CF1 Director (AR) (25 Apr 2018 to 2 Jul 2024)
    • CF30 Customer (23 Dec 2014 to 8 Dec 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 28 Dec 2014)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (7 May 2013 to 9 Sep 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Dec 2009 to 24 Jun 2012)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF30 Customer (8 May 2009 to 30 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.