Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert White

  IRN RCW00003

  • CF30 Customer (4 Jan 2012 to 9 Sep 2013)
• Robin Ann Lawther

  IRN RAL01071

  • SMF7 Group Entity Senior Manager (13 Mar 2020 to 14 Mar 2021)
• Robin Mark Williams

  IRN RMW00020

  • CF30 Customer (31 Oct 2012 to 9 Sep 2013)
• Robin Williams

  IRN RWW01084

  • CF30 Customer (7 May 2013 to 9 Sep 2013)
• Roddy Andrew James Thomson

  IRN RAT01061

  • SMF9 Chair of the Governing Body (9 Dec 2020 to 30 Apr 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
  • SMF24 Chief Operations (9 Dec 2019 to 30 Apr 2021)
  • CF1 Director (20 Jan 2017 to 8 Dec 2019)
• Roderick Thomas Simpson

  IRN RTS00005

  • CF30 Customer (8 May 2012 to 9 Sep 2013)
• Rodney Malcolm Cook

  IRN RMC01067

  • CF1 Director (7 Dec 2005 to 6 Jun 2006)
• Roger Charles Ramsden

  IRN RCR01037

  • CF19 Significant Mgt (Financial Resources) (6 Jan 2004 to 31 May 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2006)
• Roger Kemp

  IRN RXK00047

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 May 2002)
• Ronald William McNally

  IRN RWM00024

  • CF30 Customer (8 Jan 2013 to 9 Sep 2013)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.