Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (1 Feb 2024 to 8 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (1 Mar 2020 to 13 Aug 2024)
- CF1 Director (AR) (10 Jan 2020 to 8 Aug 2024)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 4 Sep 2012)
- CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Feb 2003 to 10 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.