Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Apr 2016)
    • CF30 Customer (since 23 Apr 2016)
    • CF1 Director (AR) (since 23 Apr 2016)
    • (1)Employed By (since 23 Apr 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (15 Jun 2015 to 6 Mar 2016)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 7 Nov 2014)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (7 May 2013 to 9 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.