Roderick Thomas Simpson

• WREN STERLING FINANCIAL PLANNING LIMITED

  FRN 665653

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
  • [FCA CF] Client dealing (since 4 Jun 2024)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • CF30 Customer (9 Sep 2013 to 29 Oct 2014)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • CF30 Customer (8 May 2012 to 9 Sep 2013)
• The Whitechurch Network Limited (no longer approved here)

  FRN 190859

  • CF1 Director (AR) (19 May 2010 to 10 Jul 2012)
  • CF30 Customer (19 May 2010 to 10 Jul 2012)
• Clear Independent Financial Solutions Ltd (no longer approved here)

  FRN 523934

  • Employed By (19 May 2010 to 10 Jul 2012)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (15 Feb 2010 to 9 Nov 2010)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (1 Nov 2007 to 20 Jan 2009)
  • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2007)

No changes recorded yet.