Providentia Capital LLP

• Principal Place of Business

  First Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +4402074999040

  Web

  https://www.providentia-capital.com

• Complaints Contact

  First Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +4402074999040

  Web

  https://www.providentia-capital.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Jason Webb

  IRN CJW01134

  • CF30 Customer (13 Feb 2017 to 16 Mar 2018)
• Edward Andrew O'Connor

  IRN EAO01010

  • CF27 Investment Management (12 Jul 2005 to 1 Feb 2006)
• Emmanuel Acar

  IRN EXA01086

  • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
  • CF27 Investment Management (23 Mar 2007 to 31 Oct 2007)
• Gulamabbas Murtaza Lakha

  IRN GML01044

  • [FCA CF] Client dealing (since 19 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
  • CF4 Partner (12 Jul 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (12 Jul 2005 to 31 Oct 2007)
  • CF3 Chief Executive (12 Jul 2005 to 8 Dec 2019)
  • CF27 Investment Management (12 Jul 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (12 Jul 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Jul 2005 to 8 Dec 2019)
• Ian Bright

  IRN IAB01024

  • [FCA CF] Client dealing (since 7 May 2024)
• Ian Thornton Wilson

  IRN ITW01010

  • CF30 Customer (20 Apr 2009 to 1 Feb 2010)
• Jason Charles Gebbink

  IRN JXG02325

  • [FCA CF] Client dealing (24 Mar 2021 to 9 May 2024)
• Jeremy Gardner

  IRN JXG01366

  • CF30 Customer (26 Jun 2018 to 29 Mar 2019)
• Jonathan Ramelson Kort

  IRN JRK01087

  • CF30 Customer (17 Sep 2012 to 21 Dec 2012)
• Jonathan Robert Bailie

  IRN JRB01108

  • CF30 Customer (20 Apr 2009 to 20 Jan 2010)

No changes recorded yet.