Providentia Capital LLP

• Principal Place of Business

  First Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +4402074999040

  Web

  https://www.providentia-capital.com

• Complaints Contact

  First Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +4402074999040

  Web

  https://www.providentia-capital.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Junghwa Aitken

  IRN JXA01137

  • CF30 Customer (21 Apr 2009 to 21 Apr 2009)
• Kevin John Garrett

  IRN KJG01053

  • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
  • CF27 Investment Management (3 Mar 2006 to 31 Oct 2007)
• Khawaja Faisal Rafi

  IRN KFR01017

  • CF30 Customer (23 Feb 2012 to 23 Apr 2013)
• Khreis Sami

  IRN KXS00405

  • SMF27 Partner (20 Feb 2023 to 10 May 2023)
• Maheep Jain

  IRN MXJ01483

  • CF30 Customer (12 Jan 2012 to 1 Aug 2012)
• Marc Francois d'Abbadie

  IRN MFD01034

  • CF30 Customer (24 Nov 2008 to 30 Sep 2009)
• Marc Henri Ellegaard

  IRN MHE01033

  • CF30 Customer (14 Feb 2013 to 30 Apr 2014)
• Mariana Rotundu

  IRN MXR01725

  • CF30 Customer (26 Aug 2010 to 11 Oct 2011)
• Mark Augustenborg Odum

  IRN MAO01085

  • CF30 Customer (14 Oct 2010 to 30 Apr 2013)
• Michael Gore Paterson

  IRN MGP01036

  • CF30 Customer (9 Aug 2011 to 16 Sep 2011)

No changes recorded yet.