Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JTC GAS UK LLP (no longer approved here)

    FRN 551769

    • CF4 Partner (13 Sep 2011 to 4 Mar 2013)
    • CF30 Customer (13 Sep 2011 to 4 Mar 2013)
  • Providentia Capital LLP (no longer approved here)

    FRN 426749

    • CF30 Customer (9 Aug 2011 to 16 Sep 2011)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Nov 2007 to 4 Apr 2009)
    • CF26 Customer Trading (1 Mar 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (6 Aug 2003 to 2 Dec 2004)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (1 Dec 2001 to 24 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.