Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CCLA Fund Managers Limited
FRN 611707
- SMF9 Chair of the Governing Body (since 6 Oct 2023)
- Director of firm who is not a certification employee or a SMF manager (29 Aug 2023 to 6 Oct 2023)
- [FCA CF] Material risk taker (29 Aug 2023 to 6 Oct 2023)
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- SMF14 Senior Independent Director (since 18 Jan 2023)
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 8 Jun 2023)
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N.F.U. Mutual Unit Managers Limited
FRN 121922
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)
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- CF2 Non Executive Director (21 Nov 2016 to 8 Dec 2019)
- CF3 Chief Executive (4 Nov 2016 to 4 Nov 2016)
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- CF1 Director (1 Jul 2010 to 17 Jan 2013)
- CF30 Customer (15 Jan 2010 to 21 Dec 2010)
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- CF1 Director (1 Jul 2010 to 17 Jan 2013)
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- CF30 Customer (20 Apr 2009 to 20 Jan 2010)
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- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 4 Jul 2008)
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- CF1 Director (15 Aug 2005 to 4 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.