Principality Building Society

• Principal Place of Business

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

  Web

  https://www.principality.co.uk

• Complaints Contact

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation "debt management plans" is defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Peter Lloyd Griffiths

  IRN PLG01019

  • Responsible for Insurance Mediation (30 Jun 2007 to 27 Sep 2007)
  • CF8 Apportionment and Oversight (23 Mar 2002 to 31 Mar 2009)
  • CF3 Chief Executive (23 Mar 2002 to 30 Jun 2006)
  • CF1 Director (5 Dec 2001 to 30 Sep 2012)
• Phil Brobin

  IRN PXB42511

  • [FCA CF] Functions requiring qualifications (4 Jul 2016 to 27 Aug 2025)
• Philip Llewellyn Jones

  IRN PLJ00018

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)
• Rajeev Bobby Marwaha

  IRN RXM09710

  • SMF4 Chief Risk (23 Aug 2023 to 8 Sep 2025)
• Raymond David Oliver

  IRN RDO00004

  • CF21 Investment Adviser (1 Dec 2001 to 5 May 2006)
• Rebecca Crancher

  IRN RXC43446

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2017)
• Rhian Davis

  IRN RXD42460

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Aug 2020)
• Rhian Louise Langham

  IRN RLL01047

  • SMF18 Other Overall Responsibility (1 Feb 2018 to 31 Aug 2020)
• Richard Cesare Gelsomini

  IRN RCG00009

  • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2005)
• Richard Leonard Webb

  IRN RLW01026

  • SMF16 Compliance Oversight (7 Mar 2016 to 1 Apr 2019)
  • CF10 Compliance Oversight (1 Jul 2015 to 6 Mar 2016)

No changes recorded yet.