Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 13 Feb 2026)
    • SMF9 Chair of the Governing Body (since 13 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (26 Jan 2026 to 12 Feb 2026)
    • SMF9 Chair of the Governing Body (since 4 Feb 2026)
  • Sainsbury's Bank Plc (no longer approved here)

    FRN 184514

    • (311)SMF1 Chief Executive (7 Mar 2016 to 28 Aug 2019)
    • (310)Responsible for Insurance Mediation (14 Nov 2013 to 4 Jun 2015)
    • (312)CF3 Chief Executive (19 Nov 2012 to 6 Mar 2016)
  • Nemo Personal Finance Limited (no longer approved here)

    FRN 314732

    • CF1 Director (4 Dec 2009 to 28 Sep 2012)
    • CF2 Non Executive Director (14 Jan 2005 to 19 Nov 2009)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • Responsible for Insurance Mediation (30 Jun 2007 to 27 Sep 2007)
    • CF8 Apportionment and Oversight (23 Mar 2002 to 31 Mar 2009)
    • CF3 Chief Executive (23 Mar 2002 to 30 Jun 2006)
    • CF1 Director (5 Dec 2001 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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