Nemo Personal Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Mortgage Servicing

For Customer, Regulated mortgage contract
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- · Limited to second charge mortgages only
P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan Jarman
IRN AXJ01613
- CF3 Chief Executive (14 Nov 2014 to 29 Feb 2016)
Annelie Grey
IRN AXG00256
- SMF3 Executive Director (since 27 Nov 2022)
Christopher Alun Jones
IRN CAJ01078
- CF2 Non Executive Director (22 Dec 2009 to 19 Apr 2013)
Christopher Paul Rowlands
IRN CPR01031
- CF2 Non Executive Director (4 Dec 2009 to 22 Sep 2011)
David Brynle Williams
IRN DBW01026
- CF2 Non Executive Director (25 Nov 2009 to 23 Apr 2010)
David James Rigney
IRN DXR00143
- CF2 Non Executive Director (7 Jul 2016 to 31 Dec 2017)
Dyfrig Dafydd Joseff John
IRN DDJ00002
- CF2 Non Executive Director (8 Dec 2009 to 17 Apr 2014)
Eurfyl Ap Gwilym
IRN EXA01063
- CF2 Non Executive Director (14 Jan 2005 to 23 Apr 2010)
Gordon MacLean
IRN GXM01289
- CF2 Non Executive Director (25 Nov 2009 to 24 Apr 2015)
Graeme Howes Yorston
IRN GHY00003
- CF1 Director (5 Mar 2010 to 3 Mar 2017)
- CF2 Non Executive Director (4 Dec 2009 to 5 Mar 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.