Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • SMF1 Chief Executive (7 Mar 2016 to 3 Mar 2017)
    • CF3 Chief Executive (1 Oct 2012 to 6 Mar 2016)
    • CF1 Director (19 Oct 2007 to 6 Mar 2016)
  • Nemo Personal Finance Limited (no longer approved here)

    FRN 314732

    • CF1 Director (5 Mar 2010 to 3 Mar 2017)
    • CF2 Non Executive Director (4 Dec 2009 to 5 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.