Date authorised
1 April 2013
Companies House
05188059
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Principality House
    The Friary
    Cardiff
    Caerdydd
    CF10 3FA
    UNITED KINGDOM
    Phone
    +4402920207000
  • Complaints Contact

    Principality House
    The Friary
    Cardiff
    Caerdydd
    CF10 3FA
    UNITED KINGDOM
    Phone
    +4402920207000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · Limited to second charge mortgages only
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Haydn Warman

    IRN HXW01059

    • CF2 Non Executive Director (14 Jan 2005 to 19 Mar 2010)
  • Iain Alexander Mansfield

    IRN IAM01090

    • SMF9 Chair of the Governing Body (since 12 Dec 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (20 Oct 2016 to 30 Sep 2018)
    • CF3 Chief Executive (14 Mar 2016 to 8 Dec 2019)
    • CF1 Director (5 Jun 2015 to 8 Dec 2019)
  • Ian Stewart Praed

    IRN ISP01014

    • CF1 Director (25 Jan 2010 to 15 Nov 2013)
    • CF29 Significant management (1 Nov 2007 to 25 Jan 2010)
    • CF17 Significant Mgt (Other Business Operations) (11 Jul 2006 to 31 Oct 2007)
  • James Samuel Mycroft

    IRN JSM01266

    • CF1 Director (27 Apr 2015 to 30 Nov 2019)
  • Joanne Louise Kenrick

    IRN JLK01057

    • CF2 Non Executive Director (8 Dec 2009 to 30 Sep 2015)
  • John Anthony Doherty

    IRN JAD01245

    • CF29 Significant management (1 Nov 2007 to 9 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (22 Oct 2007 to 31 Oct 2007)
  • Kara Zoe Conlon

    IRN KXC10992

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
  • Keith Michael Brooks

    IRN KMB01102

    • CF2 Non Executive Director (15 Feb 2010 to 26 Sep 2013)
  • Langley John Davies

    IRN LXD01215

    • CF2 Non Executive Director (2 Mar 2005 to 20 Sep 2014)
  • Lee Jones

    IRN LXJ23913

    • SMF3 Executive Director (since 28 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

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