Nemo Personal Finance Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Principality HouseThe FriaryCardiffCaerdyddCF10 3FAUNITED KINGDOM- Phone
- +4402920207000
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Complaints Contact
Principality HouseThe FriaryCardiffCaerdyddCF10 3FAUNITED KINGDOM- Phone
- +4402920207000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Servicing
For Customer, Regulated mortgage contract
Show 1 limitation Hide limitations
- · Limited to second charge mortgages only
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Haydn Warman
IRN HXW01059
- CF2 Non Executive Director (14 Jan 2005 to 19 Mar 2010)
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Iain Alexander Mansfield
IRN IAM01090
- SMF9 Chair of the Governing Body (since 12 Dec 2022)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (20 Oct 2016 to 30 Sep 2018)
- CF3 Chief Executive (14 Mar 2016 to 8 Dec 2019)
- CF1 Director (5 Jun 2015 to 8 Dec 2019)
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Ian Stewart Praed
IRN ISP01014
- CF1 Director (25 Jan 2010 to 15 Nov 2013)
- CF29 Significant management (1 Nov 2007 to 25 Jan 2010)
- CF17 Significant Mgt (Other Business Operations) (11 Jul 2006 to 31 Oct 2007)
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James Samuel Mycroft
IRN JSM01266
- CF1 Director (27 Apr 2015 to 30 Nov 2019)
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Joanne Louise Kenrick
IRN JLK01057
- CF2 Non Executive Director (8 Dec 2009 to 30 Sep 2015)
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John Anthony Doherty
IRN JAD01245
- CF29 Significant management (1 Nov 2007 to 9 Sep 2008)
- CF17 Significant Mgt (Other Business Operations) (22 Oct 2007 to 31 Oct 2007)
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Kara Zoe Conlon
IRN KXC10992
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (20 Aug 2019 to 8 Dec 2019)
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Keith Michael Brooks
IRN KMB01102
- CF2 Non Executive Director (15 Feb 2010 to 26 Sep 2013)
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Langley John Davies
IRN LXD01215
- CF2 Non Executive Director (2 Mar 2005 to 20 Sep 2014)
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Lee Jones
IRN LXJ23913
- SMF3 Executive Director (since 28 May 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.