Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 23 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2020)
    • SMF24 Chief Operations (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2020)
    • Responsibility for MCD Intermediation (2 Feb 2017 to 2 Jan 2019)
    • CF1 Director (29 Jun 2016 to 8 Dec 2019)
  • Nemo Personal Finance Limited (no longer approved here)

    FRN 314732

    • CF1 Director (25 Jan 2010 to 15 Nov 2013)
    • CF29 Significant management (1 Nov 2007 to 25 Jan 2010)
    • CF17 Significant Mgt (Other Business Operations) (11 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.