Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pepper Money Limited
FRN 811609
- [FCA CF] Significant management (since 23 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2020)
-
UK Mortgage Lending Ltd
FRN 710410
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2020)
- SMF24 Chief Operations (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 3 Apr 2020)
- Responsibility for MCD Intermediation (2 Feb 2017 to 2 Jan 2019)
- CF1 Director (29 Jun 2016 to 8 Dec 2019)
-
- CF1 Director (25 Jan 2010 to 15 Nov 2013)
- CF29 Significant management (1 Nov 2007 to 25 Jan 2010)
- CF17 Significant Mgt (Other Business Operations) (11 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.