Principality Building Society

• Principal Place of Business

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

  Web

  https://www.principality.co.uk

• Complaints Contact

  Principality Bldg Soc

  Principality House

  The Friary

  Cardiff

  CF10 3FA

  UNITED KINGDOM

  Phone

  +442920382000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation "debt management plans" is defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Richard Wales

  IRN RXW42530

  • [FCA CF] Significant management (since 1 Mar 2021)
  • [FCA CF] Material risk taker (since 14 Jan 2019)
• Robert Andrew Regan

  IRN RAR01138

  • SMF24 Chief Operations (10 Feb 2023 to 17 Nov 2025)
• Robert James Divall

  IRN RJD01235

  • [FCA CF] Material risk taker (16 May 2024 to 30 Apr 2025)
• Robert Michael Jones

  IRN RMJ01034

  • SMF4 Chief Risk (7 Mar 2016 to 30 Jun 2023)
  • CF1 Director (1 Feb 2013 to 6 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF14 Risk Assessment (21 Apr 2005 to 31 Oct 2007)
• Robert Skinner

  IRN RXS43432

  • [FCA CF] Manager of certification employee (since 30 Nov 2018)
  • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 31 Aug 2019)
• Roberto Petitti

  IRN RXP43452

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Aug 2024)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 17 Jun 2024)
• Sabina Davies

  IRN SXD00397

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2021)
• Sally Ann Jones-Evans

  IRN SAJ01035

  • SMF9 Chair of the Governing Body (24 Mar 2021 to 30 Apr 2024)
  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 25 Mar 2021)
  • CF2 Non Executive Director (24 Feb 2015 to 6 Mar 2016)
• Sally-Anne Preston

  IRN SXW28268

  • SMF5 Head of Internal Audit (2 Jan 2024 to 31 Jan 2026)
• Sam Palmer

  IRN SXP42509

  • [FCA CF] Manager of certification employee (since 7 Nov 2023)
  • [FCA CF] Manager of certification employee (30 Nov 2020 to 27 Jun 2022)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Nov 2020)

No changes recorded yet.