Philip Llewellyn Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2024)
- CF30 Customer (9 Aug 2013 to 8 Dec 2019)
DBD Financial Planning (no longer approved here)
FRN 402146
- Employed By (14 Dec 2012 to 13 Aug 2013)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (14 Dec 2012 to 13 Aug 2013)
West Wales Financial Services Ltd (no longer approved here)
FRN 225021
- Employed By (8 Apr 2009 to 10 May 2011)
Openwork Limited (no longer approved here)
FRN 408285
- CF22 Investment Adviser (Trainee) (7 Feb 2006 to 14 Feb 2007)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (11 Oct 2004 to 2 Jun 2006)
Principality Building Society (no longer approved here)
FRN 155998
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.