This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

PLF Wealth Management Ltd

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FRN: 165645
Companies House: 04226731
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

15 Drake Walk

Brigantine Place

Atlantic Wharf

Cardiff

South Glamorgan

CF10 4AN

UNITED KINGDOM

Phone

+4402920492405

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Frances Mary Palmer
IRN FMT00005
- Employed By (23 Feb 2007 to 29 Sep 2023)
Ian George Charles Palmer
IRN IGP00002
- Employed By (1 Oct 1998 to 17 May 2018)
Jeremy Freeman
IRN JXF00058
- Employed By (19 Jan 2006 to 29 Sep 2023)
John Frederick Bisatt
IRN JFB00014
- Employed By (24 Mar 2010 to 29 Sep 2023)
Philip John Lane
IRN PJL00028
- Employed By (1 Oct 1998 to 20 May 2013)
Simon Nicholas Wyatt
IRN SNW00013
- Employed By (1 Mar 2005 to 14 Aug 2009)
Susan Freeman
IRN SXF01571
- Employed By (30 May 2013 to 29 Sep 2023)
Victoria Dare
IRN VAD00020
- Employed By (20 Jan 2014 to 29 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.