Simon Nicholas Wyatt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 8 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (17 May 2021 to 8 May 2022)
    • CF30 Customer (29 Jun 2009 to 11 Nov 2020)
    • CF1 Director (AR) (29 Jun 2009 to 11 Nov 2020)
  • Nine Wealth Management LLP

    FRN 834059

    • (3)Employed By (since 8 Mar 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
    • CF1 Director (AR) (1 Mar 2005 to 14 Aug 2009)
    • CF22 Investment Adviser (Trainee) (2 Aug 2004 to 12 Jun 2006)
  • PLF Wealth Management Ltd (no longer approved here)

    FRN 165645

    • Employed By (1 Mar 2005 to 14 Aug 2009)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 11 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.