Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
    • [FCA CF] Client dealing (since 27 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (12 Apr 2011 to 7 Oct 2011)
  • PLF Wealth Management Ltd (no longer approved here)

    FRN 165645

    • Employed By (20 Jan 2014 to 29 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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