Frances Mary Palmer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
    • [FCA CF] Client dealing (since 27 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF21 Investment Adviser (23 Feb 2007 to 31 Oct 2007)
    • CF1 Director (AR) (23 Feb 2007 to 29 Sep 2023)
  • PLF Wealth Management Ltd (no longer approved here)

    FRN 165645

    • Employed By (23 Feb 2007 to 29 Sep 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (30 Nov 2005 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.