Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
- [FCA CF] Client dealing (since 27 Sep 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
- CF30 Customer (24 Mar 2010 to 29 Sep 2023)
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- Employed By (24 Mar 2010 to 29 Sep 2023)
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- CF30 Customer (25 Feb 2010 to 10 Mar 2010)
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- (7)Employed By (25 Feb 2010 to 10 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Portland Wealth Management Limited
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controlled function added: (7)Employed By at Portland Wealth Management Limited