PK Financial Planning LLP

• Principal Place of Business

  P K Group, 1 Parkshot

  Richmond

  Richmond Upon Thames

  TW9 2RD

  UNITED KINGDOM

  Phone

  +4402083349953

  Web

  https://www.pkgroup.co.uk

• Complaints Contact

  1 Parkshot

  -

  Richmond

  TW9 2RD

  UNITED KINGDOM

  Phone

  +442083349953

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling in connection with investment and mortgage advice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jean Evans

  IRN JXD01406

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2022)
  • CF30 Customer (21 Apr 2009 to 8 Dec 2019)
• John Clifford Franks

  IRN JCF00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF4 Partner (3 Aug 2005 to 5 Dec 2013)
  • CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)
• Jonathan James Birkett

  IRN JXB01438

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Kevin Adam Douglas Moore

  IRN KAM00019

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2023)
  • CF30 Customer (16 May 2008 to 8 Dec 2019)
• Liam Patrick George Martin

  IRN LPM00003

  • CF30 Customer (1 Nov 2007 to 1 Feb 2013)
  • CF24 Pension Transfer Specialist (5 Jan 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (6 Dec 2004 to 31 Oct 2007)
• Mark John Taylor

  IRN MJT01080

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2025)
  • CF30 Customer (14 Apr 2011 to 8 Dec 2019)
• Martin Henry Crawley-Boevey

  IRN MHC00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (21 Feb 2024 to 24 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Aug 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Mar 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 24 Mar 2025)
  • CF29 Significant management (16 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (4 Mar 2005 to 5 Dec 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (3 Jul 2003 to 6 Dec 2004)
  • CF11 Money Laundering Reporting (3 Jul 2003 to 6 Dec 2004)
  • CF21 Investment Adviser (3 Jul 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (3 Jul 2003 to 31 Mar 2009)
• Miles Jonathan Whishaw Hawkins

  IRN MJH01537

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2022)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Miranda Jane Comyns Penny

  IRN MJP01294

  • CF4 Partner (3 Aug 2005 to 5 Dec 2013)
• Nicolas Abarno

  IRN NXA00005

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)

No changes recorded yet.