PK Financial Planning LLP

• Principal Place of Business

  P K Group, 1 Parkshot

  Richmond

  Richmond Upon Thames

  TW9 2RD

  UNITED KINGDOM

  Phone

  +4402083349953

  Web

  https://www.pkgroup.co.uk

• Complaints Contact

  1 Parkshot

  -

  Richmond

  TW9 2RD

  UNITED KINGDOM

  Phone

  +442083349953

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling in connection with investment and mortgage advice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel John Menzies

  IRN NJM00018

  • [FCA CF] Client dealing (12 Dec 2019 to 15 Jun 2023)
  • [FCA CF] Functions requiring qualifications (12 Dec 2019 to 15 Jun 2023)
  • CF30 Customer (13 Aug 2012 to 8 Dec 2019)
• Patrick Robert Naile

  IRN PRN00002

  • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
• Patrick William Kennedy

  IRN PWK01023

  • SMF27 Partner (4 Mar 2024 to 24 Mar 2025)
  • CF4 Partner (4 Mar 2005 to 5 Dec 2013)
• Richard Laurence Lamb

  IRN RLL00003

  • CF30 Customer (28 Aug 2008 to 3 Jul 2014)
• Robert David Gilham

  IRN RDG01076

  • [FCA CF] Client dealing (12 Dec 2019 to 11 Aug 2025)
• Robert Matthew Alan MacGuire

  IRN RMM00038

  • CF30 Customer (1 Nov 2007 to 11 Nov 2011)
  • CF24 Pension Transfer Specialist (5 Jan 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (6 Dec 2004 to 31 Oct 2007)
• Roya Ansary

  IRN RXA01496

  • CF30 Customer (15 Jan 2018 to 8 Dec 2019)
• Stephen Paul Hudson

  IRN SPH00030

  • CF30 Customer (25 Sep 2013 to 3 Nov 2014)
• Stephen William Chilcott

  IRN SWC00004

  • CF30 Customer (27 Nov 2017 to 30 May 2018)
  • CF24 Pension Transfer Specialist (18 Jun 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (10 Jun 2004 to 31 Jan 2007)
• Thomas Edward O'Gorman

  IRN TEO00005

  • [FCA CF] Client dealing (12 Dec 2019 to 1 Sep 2022)
  • [FCA CF] Functions requiring qualifications (12 Dec 2019 to 1 Sep 2022)

No changes recorded yet.