Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (15 May 2019 to 8 Dec 2019)
-
- CF30 Customer (27 Nov 2017 to 30 May 2018)
- CF24 Pension Transfer Specialist (18 Jun 2004 to 31 Jan 2007)
- CF21 Investment Adviser (10 Jun 2004 to 31 Jan 2007)
-
- CF30 Customer (17 Sep 2010 to 17 Jan 2011)
-
- Employed By (10 Mar 2004 to 28 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.