John Clifford Franks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (23 Feb 2023 to 26 Jul 2024)
    • [FCA CF] Client dealing (23 Feb 2023 to 26 Jul 2024)
  • NIGHTINGALES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 794181

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 16 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Dec 2023)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Mar 2018 to 8 Dec 2019)
    • CF1 Director (22 Mar 2018 to 8 Dec 2019)
  • PK Financial Planning LLP (no longer approved here)

    FRN 223145

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF4 Partner (3 Aug 2005 to 5 Dec 2013)
    • CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)
  • CAPITAL ASSET MANAGEMENT (FINANCIAL PLANNING) LIMITED (no longer approved here)

    FRN 225112

    • CF21 Investment Adviser (14 Jan 2004 to 14 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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