NIGHTINGALES WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Nightingales Wealth Management Ltd

  6 Burkes Parade

  Beaconsfield

  Buckinghamshire

  HP9 1NN

  UNITED KINGDOM

  Phone

  +443452221177

  Web

  https://www.nightingaleswm.co.uk

• Complaints Contact

  Nightingales Wealth Management Ltd

  6 Burkes Parade

  Beaconsfield

  Buckinghamshire

  HP9 1NN

  UNITED KINGDOM

  Phone

  +443452221177

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amit Mehta

  IRN AXM06258

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 12 Mar 2025)
  • [FCA CF] Client dealing (1 Aug 2023 to 12 Mar 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Aug 2023 to 2 Aug 2023)
  • CF30 Customer (19 Sep 2018 to 17 Dec 2018)
• David Frederick Charles Haynes

  IRN DCH01086

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (22 Mar 2018 to 8 Dec 2019)
• John Clifford Franks

  IRN JCF00001

  • SMF3 Executive Director (9 Dec 2019 to 16 May 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Mar 2018 to 8 Dec 2019)
  • CF1 Director (22 Mar 2018 to 8 Dec 2019)
• Robert Philip Bowsher

  IRN RPB00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 May 2019 to 8 Dec 2019)
• Samuel Edward Farmer

  IRN SEF01050

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2023)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 22 Mar 2018)
  • CF1 Director (22 Mar 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (22 Mar 2018 to 30 Sep 2018)
  • CF10 Compliance Oversight (22 Mar 2018 to 8 Dec 2019)
• Thomas John Mills

  IRN TXM00284

  • [FCA CF] Client dealing (13 Aug 2021 to 19 Aug 2022)
  • [FCA CF] Functions requiring qualifications (13 Aug 2021 to 19 Aug 2022)
• Toby Parrant

  IRN TXP72603

  • [FCA CF] Functions requiring qualifications (2 Feb 2021 to 10 Feb 2023)
  • [FCA CF] Client dealing (2 Feb 2021 to 10 Feb 2023)

No changes recorded yet.