Thomas John Mills

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Nov 2022)
    • CF30 Customer (since 8 Nov 2022)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (328)Employed By (since 8 Nov 2022)
  • NIGHTINGALES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 794181

    • [FCA CF] Client dealing (13 Aug 2021 to 19 Aug 2022)
    • [FCA CF] Functions requiring qualifications (13 Aug 2021 to 19 Aug 2022)

Recent activity

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