Samuel Edward Farmer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NIGHTINGALES WEALTH MANAGEMENT LIMITED

    FRN 794181

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 22 Mar 2018)
    • Responsible for Insurance Mediation (22 Mar 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (22 Mar 2018 to 8 Dec 2019)
    • CF1 Director (22 Mar 2018 to 8 Dec 2019)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 4 Jul 2019)
  • White Oak Finance Ltd (no longer approved here)

    FRN 468521

    • Employed By (8 Jun 2007 to 4 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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