Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NIGHTINGALES WEALTH MANAGEMENT LIMITED
FRN 794181
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 May 2019 to 8 Dec 2019)
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- CF30 Customer (23 Dec 2014 to 10 May 2019)
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- Employed By (18 Dec 2014 to 27 Nov 2019)
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- (13)Employed By (24 Mar 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Beard & Coles Financial Practice Ltd
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controlled function added: (13)Employed By at Beard & Coles Financial Practice Ltd