Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 May 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Dec 2014 to 10 May 2019)
  • Warwick Road Financial Services Ltd (no longer approved here)

    FRN 656015

    • Employed By (18 Dec 2014 to 27 Nov 2019)
  • Beard & Coles Financial Practice Ltd (no longer approved here)

    FRN 182412

    • (13)Employed By (24 Mar 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Beard & Coles Financial Practice Ltd

  2. controlled function added: (13)Employed By at Beard & Coles Financial Practice Ltd