PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Rynd Daly

  IRN NRD01022

  • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
  • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
• Nimish Hiralal Shah

  IRN NHS01015

  • CF30 Customer (8 Feb 2010 to 22 Sep 2014)
• Norman Charles Gould

  IRN NCG01014

  • CF1 Director (4 Jul 2005 to 30 Apr 2010)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2010)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2010)
• Oliver Altendorf

  IRN OXA01302

  • [FCA CF] Client dealing (since 29 Sep 2025)
• Oskar Arzt-Jones

  IRN OXA00093

  • [FCA CF] Client dealing (since 19 Oct 2022)
• Otto Van Reijendam

  IRN OLV01002

  • CF30 Customer (2 Oct 2018 to 10 May 2019)
• Ozan Sakar

  IRN OXS01069

  • CF30 Customer (6 Sep 2012 to 14 Apr 2014)
• Patrick Howard Nelson

  IRN PHN01007

  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2005)
• Patrick Oliver Dudman

  IRN POD01003

  • CF30 Customer (22 Oct 2009 to 19 Nov 2009)
• Patxi, Javier De Beascoa Helguera

  IRN PXD00426

  • [FCA CF] Client dealing (since 13 Jan 2025)

No changes recorded yet.