Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
PIPER SANDLER LTD.
FRN 191657
- [FCA CF] Client dealing (since 29 Sep 2025)
-
- [FCA CF] Client dealing (27 Mar 2024 to 26 Sep 2025)
-
- [FCA CF] Client dealing (1 Oct 2021 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.