Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (8 Feb 2010 to 22 Sep 2014)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 22 Jan 2010)
    • CF21 Investment Adviser (31 Jan 2003 to 31 Oct 2007)
    • CF26 Customer Trading (7 Jan 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.