Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (6 Sep 2012 to 14 Apr 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Oct 2005 to 7 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.