Patrick Howard Nelson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kingsway Capital Partners Limited (no longer approved here)
FRN 782595
- CF4 Partner (AR) (31 May 2018 to 31 Dec 2020)
- CF30 Customer (16 Jan 2018 to 31 Dec 2020)
Kingsway Capital Advisors LLP (no longer approved here)
FRN 790149
- (4)Employed By (20 Oct 2017 to 31 Dec 2020)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (12 Jul 2005 to 8 Jun 2007)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (12 Jul 2005 to 8 Jun 2007)
PIPER SANDLER LTD. (no longer approved here)
FRN 191657
- CF21 Investment Adviser (1 Dec 2001 to 24 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.