Pi Financial Ltd

Date authorised
1 April 2013
Companies House
03556277
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222
    Web
    http://pifinancial.co.uk

  • Complaints Contact

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Financial Mis-Selling Claims

  • Personal Injury Claims

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacqueline Vaz

    IRN JXF01279

    • CF24 Pension Transfer Specialist (28 Jul 2006 to 30 Nov 2006)
    • CF21 Investment Adviser (7 May 2003 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 7 May 2003)
  • James Albert McLaughlin

    IRN JAM00017

    • CF1 Director (AR) (5 Jan 2017 to 10 Mar 2021)
  • James Campbell Walker

    IRN JCW00014

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
  • James Fraser Graham

    IRN JFG00009

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jul 2021)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2021)
    • CF1 Director (AR) (5 Apr 2017 to 2 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 2 Jul 2021)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
  • James McCallum

    IRN JXM00160

    • CF30 Customer (8 Jul 2014 to 13 Sep 2016)
  • James Oliver Fisher

    IRN JXF12606

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
  • James Richard March

    IRN JXM01404

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
  • James Robert Hughes

    IRN JRH01195

    • CF22 Investment Adviser (Trainee) (15 Nov 2004 to 2 Sep 2005)
  • James Shaun Dixon

    IRN JSD00012

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2025)
    • CF4 Partner (AR) (1 Sep 2008 to 8 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Apr 2025)
    • CF1 Director (AR) (27 Mar 2003 to 8 Apr 2025)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • James Thomas Morley-Cotterell

    IRN JTH00022

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 10 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2020)
    • Sole trader dealing with clients for which they require qualification (10 Dec 2020 to 10 Dec 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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