James Fraser Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (18 Jun 2021 to 1 Sep 2025)
    • [FCA CF] Client dealing (18 Jun 2021 to 1 Sep 2025)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2021)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jul 2021)
    • CF1 Director (AR) (5 Apr 2017 to 2 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 2 Jul 2021)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
  • Clear FP Limited (no longer approved here)

    FRN 773056

    • Employed By (5 Apr 2017 to 2 Jul 2021)
  • Clear Financial Planning (no longer approved here)

    FRN 434776

    • Employed By (9 Aug 2005 to 12 Jul 2006)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (22 Jun 2004 to 12 Jul 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.