James Thomas Morley-Cotterell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 10 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2020)
    • Sole trader dealing with clients for which they require qualification (10 Dec 2020 to 10 Dec 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Dec 2014 to 3 Mar 2015)
  • James Morley-Cotterell (no longer approved here)

    FRN 224097

    • (1)Employed By (28 Nov 2014 to 3 Mar 2015)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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