James McCallum

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Complete Limited (no longer approved here)
FRN 435779
- Appointed representative dealing with clients for which they require qualification (6 Aug 2021 to 7 Feb 2022)
Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF30 Customer (9 Sep 2016 to 16 Aug 2018)
Wealth At Work Limited (no longer approved here)
FRN 417367
- CF30 Customer (9 Sep 2016 to 16 Aug 2018)
Pi Financial Ltd (no longer approved here)
FRN 186419
- CF30 Customer (8 Jul 2014 to 13 Sep 2016)
R & G FINANCIAL SERVICES LTD (no longer approved here)
FRN 222066
- CF30 Customer (20 Mar 2009 to 29 Nov 2013)
Thistle Financial Services Ltd (no longer approved here)
FRN 195817
- Employed By (1 Dec 2001 to 20 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.