Jacqueline Vaz

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
    • [FCA CF] Client dealing (since 10 Jul 2023)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF24 Pension Transfer Specialist (28 Jul 2006 to 30 Nov 2006)
    • CF21 Investment Adviser (7 May 2003 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 7 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.