Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joanna Day

  IRN JCT00037

  • CF30 Customer (3 Sep 2010 to 28 Apr 2011)
• Joanna Parker

  IRN JXP36933

  • [FCA CF] Manager of certification employee (1 Nov 2024 to 31 Jul 2025)
  • [FCA CF] Significant management (3 Jul 2023 to 31 Jul 2025)
• Joanne Elizabeth Mitchell

  IRN JEM01161

  • CF30 Customer (3 Sep 2010 to 30 Jul 2012)
• Joanne Lesley Swain

  IRN JLS01212

  • CF10 Compliance Oversight (5 Sep 2018 to 8 Dec 2019)
• Joanne Louise Witter

  IRN JLW00010

  • CF30 Customer (3 Sep 2010 to 31 Dec 2010)
• Joanne Reed

  IRN JXR01388

  • CF30 Customer (3 Sep 2010 to 17 May 2013)
• Joanne Szulikowski

  IRN JXS26355

  • [FCA CF] Significant management (since 11 Feb 2025)
• Jodie Julie Somers

  IRN JJS01140

  • CF30 Customer (26 Jun 2012 to 17 May 2013)
• Jody Kenny

  IRN JXK01634

  • CF30 Customer (17 Mar 2011 to 9 Aug 2012)
• Joel Christopher Wood

  IRN JCW01183

  • CF30 Customer (26 Sep 2011 to 13 Jun 2012)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.