Joel Christopher Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELM TREE FINANCIAL SERVICES LTD

    FRN 511619

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (8 Apr 2014 to 30 Sep 2019)
  • Camargue Chambers LLP (no longer approved here)

    FRN 565230

    • Employed By (8 Apr 2014 to 30 Sep 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (26 Sep 2011 to 13 Jun 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (14 Dec 2007 to 28 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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