PGIM Private Capital Limited

• Principal Place of Business

  Level 32

  8 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402077662400

• Complaints Contact

  Level 32

  8 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402077662400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "debenture", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "debenture", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "debenture", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "debenture", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "debenture", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Christina Mirian Sidfeldt

  IRN CMS01154

  • CF10 Compliance Oversight (20 Jan 2010 to 31 Jul 2010)
  • CF11 Money Laundering Reporting (29 Mar 2007 to 31 Jul 2010)
• Christopher John Povall

  IRN CJP01066

  • CF11 Money Laundering Reporting (16 Feb 2011 to 15 Nov 2017)
  • CF10 Compliance Oversight (16 Feb 2011 to 15 Nov 2017)
• Clement Geraghty

  IRN CDG01040

  • CF10 Compliance Oversight (17 Jan 2006 to 30 Mar 2007)
  • CF11 Money Laundering Reporting (17 Jan 2006 to 30 Mar 2007)
• Craig Fergus Thomson

  IRN CFT01012

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Nov 2003)
• Daryl Adam Skinner

  IRN DXS00186

  • [FCA CF] Client dealing (since 1 Jul 2020)
• Donald John Campbell

  IRN DXC01818

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2008 to 8 Dec 2019)
  • CF1 Director (21 Feb 2007 to 8 Dec 2019)
• Douglas Archerd Keech

  IRN DAK01050

  • CF10 Compliance Oversight (29 Mar 2007 to 14 Dec 2009)
  • CF11 Money Laundering Reporting (5 May 2004 to 9 Jan 2006)
• Edward Anthony Michael Jolly

  IRN EAJ01010

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (9 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (16 Sep 2011 to 8 Dec 2019)
• Edward Morgan Barker

  IRN EMB01080

  • [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
  • [FCA CF] Client dealing (1 Jul 2020 to 31 Oct 2025)
  • CF1 Director (8 Aug 2017 to 21 Aug 2019)
  • CF30 Customer (15 Sep 2011 to 8 Dec 2019)
• Eric Robert Seward

  IRN EXS00431

  • [FCA CF] Client dealing (since 27 Mar 2025)

No changes recorded yet.