Craig Fergus Thomson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothschild & Co Wealth Management UK Limited (no longer approved here)
FRN 218613
- [FCA CF] Functions requiring qualifications (31 Dec 2020 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (31 Dec 2020 to 30 Jun 2022)
- CF30 Customer (18 Oct 2012 to 8 Mar 2013)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Feb 2004 to 31 Oct 2007)
PGIM FUND MANAGEMENT LIMITED (no longer approved here)
FRN 181389
- CF27 Investment Management (8 Jan 2003 to 30 Nov 2003)
PGIM Private Capital Limited (no longer approved here)
FRN 172071
- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.