Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (16 Feb 2011 to 15 Nov 2017)
- CF11 Money Laundering Reporting (16 Feb 2011 to 15 Nov 2017)
-
- CF10 Compliance Oversight (16 Feb 2011 to 15 Nov 2017)
- CF11 Money Laundering Reporting (16 Feb 2011 to 15 Nov 2017)
-
- CF11 Money Laundering Reporting (16 Feb 2011 to 15 Nov 2017)
- CF10 Compliance Oversight (16 Feb 2011 to 15 Nov 2017)
-
- CF10 Compliance Oversight (29 Dec 2009 to 28 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.