Clement Geraghty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arrowgrass Capital Partners LLP (no longer approved here)

    FRN 413647

    • CF10 Compliance Oversight (24 Nov 2014 to 4 Nov 2016)
    • CF11 Money Laundering Reporting (24 Nov 2014 to 4 Nov 2016)
  • Amius Limited (no longer approved here)

    FRN 188130

    • CF10 Compliance Oversight (15 Mar 2013 to 4 Nov 2013)
    • CF11 Money Laundering Reporting (15 Mar 2013 to 4 Nov 2013)
  • Pantheon Ventures (UK) LLP (no longer approved here)

    FRN 520240

    • CF10 Compliance Oversight (10 Sep 2010 to 28 Feb 2013)
    • CF11 Money Laundering Reporting (10 Sep 2010 to 28 Feb 2013)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF11 Money Laundering Reporting (18 May 2009 to 16 Nov 2009)
    • CF10 Compliance Oversight (18 May 2009 to 16 Nov 2009)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF10 Compliance Oversight (11 Apr 2007 to 24 Apr 2009)
  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • CF11 Money Laundering Reporting (17 Jan 2006 to 30 Mar 2007)
    • CF10 Compliance Oversight (17 Jan 2006 to 30 Mar 2007)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF11 Money Laundering Reporting (17 Jan 2006 to 30 Mar 2007)
    • CF10 Compliance Oversight (17 Jan 2006 to 30 Mar 2007)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF11 Money Laundering Reporting (17 Jan 2006 to 20 Mar 2007)
    • CF10 Compliance Oversight (17 Jan 2006 to 20 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.