Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2008 to 8 Dec 2019)
    • CF1 Director (21 Feb 2007 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (8 Oct 2012 to 12 Sep 2018)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF1 Director (3 Dec 2007 to 11 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.